The aquatic ape hypothesis (AAH), sometimes referred to as the aquatic ape theory, asserts that wading, swimming and diving for food exerted a strong evolutionary effect on the ancestors of the genus Homo which is in part responsible for the split between the common ancestors of humans and other great apes. The AAH attempts to explain the large number of physical differences between humans and other apes in terms of the environment, methods of feeding and types of food of early hominids living in coastal and river regions.
Contents |
As compared to their nearest living relatives, the great apes, humans exhibit many significant differences in anatomy, including bipedalism,[1] almost hairless skin like some marine mammals,[2] hair growth patterns following water flow-lines,[3] increased subcutaneous fat for insulation,[4][5] descended larynx,[3][6] vernix caseosa,[3] a hooded nose and the philtrum preventing water from entering the nostrils [3], voluntary breath control like marine mammals and birds,[3][7] and greasy skin with an abundance of sebaceous glands, which can be interpreted as a waterproofing device.[8] It has also been suggested that the abundance of docosahexaenoic acid in seafood would have been helpful in the development of a large brain.[9]
There are several variants on the broad theme that early or proto-humans lived in close proximity to water, gathering much of their food in or near shallow bodies of water and developing and adapting new modes of locomotion in order to move and gather food (possibly including wading,[1] swimming,[10] and diving[4]). Proponents have disagreed on the relative importance of fresh water[11] versus coastal salt- or brackish-water[12] habitats. Although the earliest proponents argued for an early (Miocene, ca 6 Ma) timescale,[4] most now favour the view that the critical period of close association with waterside habitats was much later, Pleistocene or possibly late Pliocene.[13][14] Possibly it happened when our ancestral Homo population spread along the South Asian coasts (so-called Out of Africa 1) where during the Ice Ages the lowered sea levels exposed large areas of the continental shelves; shell and crayfish were easily procurable by a dextrous, tool-using, thick-enameled, omnivorous primate and contained poly-unsaturated fatty acids such as DHA that were essential to brain growth. This may explain why this seaside phase (100-120 metres below sea level now) did not leave many traces in the fossil and archaeological record. From the coasts their descendants might have trekked into the continents along lakes and rivers.[15]
Sometime prior to 546 BC, the Milesian philosopher Anaximander proposed that mankind had sprung from an aquatic species of animal. He thought that the extended infancy of humans could not have originally permitted survival as a land-based species. This idea was based on elemental forces of mutation rather than natural selection.
The German biologist Max Westenhöfer was perhaps the first to publish the idea in an evolutionary context, writing in 1942 that "The postulation of an aquatic mode of life during an early stage of human evolution is a tenable hypothesis, for which further inquiry may produce additional supporting evidence."[16]
The similarity of the subcutaneous fat in aquatic birds and larger aquatic mammals to the fat in humans had already been noticed by marine biologist, Sir Alister Hardy in 1930, while reading Frederic Wood Jones' Man's Place among the Mammals, which included the question of why humans, unlike all other land mammals, had fat attached to their skin. Hardy realised that this trait sounded like the blubber of marine mammals, and began to suspect that humans had ancestors more aquatic than previously imagined. Because it was outside his field and aware of the controversy it would cause, Hardy delayed reporting his theory. After he had become a respected academic, Hardy finally voiced his thoughts in a speech to the British Sub-Aqua Club in Brighton on 5 March 1960.
News of Hardy's speech generated immediate controversy in the field of paleoanthropology, and Hardy followed up by publishing two articles in the scientific magazine New Scientist[4]. In the article of 17 March 1960[17] Hardy defined his idea: "My thesis is that a branch of this primitive ape-stock was forced by competition from life in the trees to feed on the sea-shores and to hunt for food, shell fish, sea-urchins etc., in the shallow waters off the coast. I suppose that they were forced into the water just as we have seen happen in so many other groups of terrestrial animals. I am imagining this happening in the warmer parts of the world, in the tropical seas where Man could stand being in the water for relatively long periods, that is, several hours at a stretch." (Hardy 1960:642) Despite receiving some positive feedback in the Letters pages of New Scientist in the weeks that followed, and strong backing from a professor of geography,[18] the idea was largely ignored by the scientific community.
In 1967, the hypothesis was positively reviewed in The Naked Ape, a book by Desmond Morris in which can be found the first use of the term "aquatic ape" (Morris 1967:29).[19] Writer Elaine Morgan read about the idea in Morris' book and was struck by its potential explanatory power. She developed and promoted it over the next thirty years, publishing six books on the subject.[20][2][21][22][23][24] Several other proponents have published work in favour of the aquatic ape hypothesis during this time including the physician Marc Verhaegen,[13] neurochemists Michael Crawford[9] and Stephen Cunnane,[12] and ecologist Derek Ellis.[11]
The hypothesis and its variations have been largely ignored by mainstream paleoanthropology, although occasional papers have criticised certain aspects of it.[25][26][27][28][29] It has been suggested, for example, that a broad terrestrial diet would ensure sufficient access to docosahexaenoic acid that there was no requirement for high consumption of seafood and accordingly no reason to posit an aquatic phase in human evolution.[30]
In 1991 a symposium was held in Valkenburg, Holland, titled "Aquatic Ape: Fact or fiction?", which published its proceedings.[31] The chief editor, Vernon Reynolds, rejected the strong version of the hypothesis, but accepted a weaker form, summarizing that "overall, it will be clear that I do not think it would be correct to designate our early hominid ancestors as ‘aquatic’. But at the same time there does seem to be evidence that not only did they take to the water from time to time but that the water (and by this I mean inland lakes and rivers) was a habitat that provided enough extra food to count as an agency for selection. As a result, we humans today have the ability to learn to swim without too much difficulty, to dive, and to enjoy occasional recourse to the water."[32]
Despite the conciliatory wording of the summary, and the fact that half of the submitted papers were in favour of the hypothesis, it was reported in the anthropological press that the hypothesis had been rejected.[27]
However there has since been some acceptance. In 2004 Colin Groves, Professor of Biological Anthropology at the Australian National University in Canberra, Australia with co-author David W. Cameron stated that
"..nor can we exclude the Aquatic Ape Hypothesis (AAH). Elaine Morgan has long argued that many aspects of human anatomy are best explained as a legacy of a semiaquatic phase in the proto-human trajectory, and this includes upright posture to cope with increased water depth as our ancestors foraged farther and further from the lake or seashore. At first, this idea was simply ignored as grotesque, and perhaps as unworthy of discussion because proposed by an amateur. But Morgan's latest arguments have reached a sophistication that simply demands to be taken seriously (Morgan 1990, 1997). And although the authors shy away from more speculative reconstructions in favour of phylogenetic scenarios, we insist that the AAH take its place in the battery of possible functional scenarios for hominin divergence."[33]